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里约水务附加费追溯征收,中资医院与零售物业面临污水费翻倍风险

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Companies challenge sewage pollution surcharge in Rio de Janeiro

里约特许经营商 Águas do Rio 4 对 756 家高污染负荷非住宅客户恢复征收污水附加费,部分账单翻倍,企业拟先申诉后诉讼;在巴中资医院、加油站和购物中心需核查自身排放分类与账单。

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756 家非住宅客户被恢复征收,污水费可翻倍,中资医院、加油站、购物中心需核查账单与排放分类。

里约热内卢大型用水企业正面临供水与污水处理公司 Águas do Rio 4(由 Aegea 运营)征收的污水污染物附加费。该特许经营商于 4 月至 5 月间开始通知企业,首批含附加费的账单于上月送达,受影响者包括 Rede D'Or 医院集团、Baixada Fluminense 地区的加油站和购物中心。企业承认收费本身合法,但质疑计算标准不透明且未事先分析排放污水,计划先向监管机构 Agenersa 申诉,若无法达成协议则考虑诉诸法院。对在巴中资企业而言,医院、商业地产和加油站等重污水排放业态的运营成本可能直接上升。

Águas do Rio 4 服务于里约热内卢中部和北部地区以及 Baixada Fluminense 地区的八个城市。据 Aegea 发给客户的通知,该附加费适用于污染物负荷较高、需要不同处理工艺的非生活污水,因此运营成本更高。受影响企业包括 Rede D'Or 医院集团、Baixada Fluminense 地区的加油站和购物中心。据公用事业方面消息人士称,该附加费在私营特许经营开始前就已征收,当时服务由国有公用事业公司运营,针对约 756 家污水污染物负荷较高的非住宅客户;在国有时期,该费用对约 30 家公司停止征收,私营运营商无法确定原因,现在正对这一群体恢复收费。咨询公司 We Save 总裁 Lucas Souza(卢卡斯·索萨)表示,该公司已为至少 10 家提出投诉的企业提供咨询。他称,在某些情况下,附加费使污水费翻倍。Aegea 在声明中称,该做法依据巴西第 11,445/2007 号法律,仅适用于有机负荷超过生活污水常规参数的物业,分类基于事先提供给客户的技术报告,用户有权提交自己的报告质疑结论或安装预处理设备获得豁免。里约州能源与基础卫生监管机构 Agenersa 表示,迄今尚未通过其监察员办公室收到任何相关投诉,收费标准在其服务条例中有规定。

底稿未涉及中资企业直接影响,但通过行业机制间接传导。在巴中资企业若涉足医院运营、商业地产、加油站或餐饮连锁等非生活污水排放业态,均可能被 Águas do Rio 4 归类为高污染负荷客户。此类企业的合规环节将直接受冲击:一是账单审核,需核对污水部分是否被叠加附加费;二是排放分类,需确认特许经营商是否事先提供技术报告并允许企业自证;三是预处理设备投资,若附加费使污水费翻倍,安装预处理设施以获得豁免可能成为成本更优选项。对应监管机构为 Agenersa,企业可通过其监察员办公室提出申诉。若申诉无果,诉讼路径与圣保罗 Sabesp 的 K 因子争议类似,需准备未事先评估污水等程序性抗辩理由。

CBI 认为,此事件的核心风险不在附加费合法性,而在征收程序的透明度。底稿显示,企业承认附加费本身有效,但质疑计算标准不明确且未事先分析排放污水;We Save 的案例中,样本取自人行道外部污水箱,该箱还接收其他多处物业的污水,这削弱了分类的个体针对性。CBI 观察,Aegea 声称分类基于事先提供的技术报告,但受影响企业称分析未在其在场情况下进行,双方对“事先”和“在场”的定义存在实质分歧。横向对比圣保罗 Sabesp 的 K 因子收费,该收费有确定计算方式和适用行业标准,但仍面临诉讼且客户在多个案件中胜诉,说明程序瑕疵足以推翻收费。对中资企业而言,若收到附加费账单,应第一时间要求特许经营商提供排放分析报告和分类依据,并保留自行采样送检的权利。

待观察:第一,Agenersa 是否在收到正式投诉后启动调查并发布收费适用标准指引;第二,Águas do Rio 4 是否对已发出账单提供复核或豁免通道,尤其是安装预处理设备的豁免申请时限;第三,里约法院是否受理相关诉讼并作出与圣保罗 K 因子案类似的程序性裁决。建议在巴中资企业监控未来 1 至 2 个月账单污水部分的变化,并核查自身排放是否被错误归类。

CBI 观察编辑判断

底稿显示企业承认附加费合法但质疑程序不透明,Aegea 称分类基于事先技术报告。CBI 认为,程序瑕疵是主要抗辩点,圣保罗 Sabesp 的 K 因子诉讼中客户胜诉即为例证,中资企业应优先要求排放分析报告并保留自检权利。

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信息概要

类型
监管变化
方向
巴西
分类
税务合规
层级
编辑整理
地点
医院集团、加油站、购物中心、商业地产、餐饮连锁等非生活污水高污染负荷企业
核验
待核验
对象
在巴中资企业法务团队税务合规负责人
话题
合规法律企业动态

来源信息

来源
Valor International
原文标题
Companies challenge sewage pollution surcharge in Rio de Janeiro
原始语言
英语
原文链接
查看原文 →
编辑
Clara Lin
查看原文(英语

Companies challenge sewage pollution surcharge in Rio de Janeiro

Lucas Souza, of We Save Divulgação Major water-consuming companies are preparing to challenge an additional fee imposed by Águas do Rio 4, a water and sewage utility operated by Aegea in Rio de Janeiro, for discharging pollutants into the sewage system. Initially, the companies plan to raise the issue with the regulatory agency, but groups are considering taking the matter to court if no agreement is reached, according to sources. The surcharge applies to non-domestic wastewater with higher pollutant loads that requires different treatment processes, making operations more expensive, Aegea said in a notice sent to customers. Brazil sanitation groups pitch 15 measures to presidential candidates Private sanitation operators expand to nearly half of Brazil’s cities The concessionaire, which serves central and northern Rio de Janeiro as well as eight cities in the Baixada Fluminense region, began notifying companies between April and May. The first bills containing the additional charge arrived last month, according to accounts from affected customers. Companies that have started receiving the surcharge include hospital operator Rede D’Or, gas stations in the Baixada Fluminense, and shopping centers, sources familiar with the matter said. Aegea is legally entitled to impose the charge, which is provided for under Brazilian law. However, the affected companies say the criteria used to calculate the fee are unclear and argue that there was no prior analysis of the wastewater discharged to demonstrate that a given customer should be subject to the additional pollution factor. On the utility’s side, a source said the surcharge had already been imposed before the private concession began, when the service was operated by the then state-owned utility, on about 756 nonresidential customers whose wastewater had higher pollutant loads. According to the source, while the service was still state-run, the fee stopped being charged to about 30 companies for reasons the private operator was unable to determine. The charge is now being reinstated for that group, the source said. The source also said reports were prepared in all cases. Consumers acknowledge that the surcharge itself is valid but question how it has been applied, said Lucas Souza, president of consulting firm We Save, which already advises at least 10 companies that have raised complaints about the issue. “The local regulations allow an additional charge when wastewater is discharged under abnormal conditions that could damage the sewage system, but they do not provide for charges based solely on an assumption,” he said. “Customers have received charges supposedly based on analyses by Águas do Rio experts, but they say those analyses were not conducted in their presence. In one case, a customer saw the collection being carried out [by the concessionaire’s teams], but it was taken from an external sewage box on the sidewalk that receives wastewater from several other properties as well,” Souza noted. In general, sewage charges are calculated based on the volume of water consumed during the month. The additional fee, however, applies only to the sewage portion of the bill. In some cases, the surcharge has doubled the sewage charge, according to Souza. In a statement, Aegea said that “the practice maintained by the concessionaire since the beginning of the concession regarding the special sewage tariff is supported by Law No. 11,445/2007 and applies exclusively to properties with organic loads above the usual parameters for domestic wastewater.” The company also said that classification is based on prior technical reports provided to customers, and that users have the right to submit their own report to challenge the concessionaire’s findings or install pretreatment equipment to qualify for an exemption from the surcharge. The Rio de Janeiro State Regulatory Agency for Energy and Basic Sanitation (Agenersa) also said in a statement that it “has not received, to date, any complaints on the matter through its ombudsperson’s office” and that the criteria for the charge are established in its service regulations. “In the event of an improper charge or questions about the application of these criteria, Agenersa’s ombudsperson’s office is available,” it said. Surcharges for pollutants in wastewater are not new in the sanitation industry, nor are customer disputes over them. In São Paulo, Sabesp uses what is known as the K Factor to calculate the pollutant load generated by industrial, commercial, and service customers. The charge has criteria determining how it is calculated and which sectors are subject to the additional fee. However, the company faces lawsuits challenging the charges, with customers prevailing in several cases. The argument that the company had failed to conduct a prior assessment of wastewater before imposing the charge was used by law firm Siqueira & Macarini after it began receiving K Factor charges at its office in the countryside of São Paulo state. The firm succeeded in overturning the charge in court and has since begun advising other commercial customers on the issue. “The problem is not the charge itself, which has a legal basis, but the way it is added to the bill. Before Sabesp can include this fee on a customer’s bill, it needs to conduct a study showing that they are discharging unusually high levels of pollutants. In many cases, the utility doesn’t do that; it simply looks at the customer’s business activity and applies the factor directly to the bill,” partner Renato Siqueira said. Sabesp declined to comment. In a statement, Rede D’Or said its hospitals “maintain the highest levels of quality control in the treatment of sewage and waste, in compliance with current legislation. About the tariff structure in the state of Rio de Janeiro, they strictly follow the criteria established in the Regulation of Water Supply and Sanitation Services, approved by State Decree No. 48,225/2022.”

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