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巴西公民告政府不公开信息,55.9%诉讼由个人提起,中资企业需警惕合规风险

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Ordinary citizens most often go to court for access to information

Jusbrasil调查显示,2012年至2025年5月,巴西55.9%的《信息获取法》诉讼由普通公民提起,政府未回应请求致9900项判决,公务员薪酬和预算支出成高频争议,中资企业需关注信息透明合规风险。

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巴西政府信息透明度不足导致55.9%诉讼由个人提起,中资企业面临行政沉默和合规风险,需提前应对。

巴西法律平台Jusbrasil独家调查显示,2012年至2025年5月,巴西全国法院涉及《信息获取法》(LAI)的22,700项判决中,55.9%的诉讼由普通公民提起,检察机关以13.6%位列第二。其中9,900项判决显示政府未回应信息请求,迫使公民或机构诉诸法律系统。最常出现的争议主题是公务员薪酬(4,313起)和预算支出(4,113起),被告中市政当局最多(11,477项),其次是州政府(4,810项)和联邦政府(4,684项)。对于在巴西经营的中资企业而言,这一数据揭示出政府信息透明度不足可能影响企业获取关键政策、监管和合规信息,增加运营不确定性。

Jusbrasil机构关系经理Pedro Colombini指出,大量诉讼本可通过及时行政回应避免,政府不作为反映出透明度问题和公共管理缺陷。Machado Meyer合伙人Thais Matallo Cordeiro表示,当数千起案件因沉默或疏忽进入法院时,问题已不仅是法律问题,还成为公共管理、行政文化和信息治理问题。Roenick Fernandes Advogados合伙人Cesar Roenick指出,考虑到2022年Fala.BR平台约100万次请求,22,000多项判决数量并不显著,但国家不作为和行政沉默的程度令人担忧。在22,000多项判决中,仅516项导致制裁,多数罚款为1,000雷亚尔,Roenick指出隐瞒信息成本几乎为零,改变行政实践的动力有限。

对于在巴西的中资企业,这一趋势直接影响信息获取效率。底稿未涉及中资企业直接影响,但通过以下机制间接传导:首先,企业若需向市政、州或联邦政府申请行政许可、税务信息或监管文件,可能面临行政沉默或延迟,被迫诉诸司法,增加时间和法律成本。其次,公务员薪酬和预算支出等高频争议领域,涉及企业用工成本核算和公共项目投标透明度,信息不公开可能影响商业决策。第三,市政当局作为主要被告(11,477起),中资企业若在地方投资,需特别关注当地政府的信息公开能力和合规文化。

CBI解读:底稿数据表明,巴西《信息获取法》执行面临系统性障碍,行政沉默和低制裁率(仅2.3%的判决导致罚款)削弱了法律威慑力。CBI认为,中资企业应主动建立内部信息获取预案,包括通过法律顾问提前准备行政申请材料,并评估司法救济成本。此外,底稿显示联邦最高法院早在2015年就裁定行政程序保密需严格例外,企业可援引此判例对抗不当保密。CBI观察,巴西信息透明问题短期内难以根本改善,企业需将行政延迟纳入项目时间表。

待观察:1)巴西联邦总审计长办公室(CGU)是否会在2025年《信息获取法》修订中提高制裁力度或简化行政回应流程;2)市政当局是否因诉讼压力增加信息公开预算和人员配置;3)中资企业集中的行业(如能源、基建)是否出现针对政府信息不公开的集体诉讼案例。

CBI 观察编辑判断

事实:底稿显示政府未回应请求导致9900项判决,仅516项制裁。CBI认为,低制裁率使行政不作为成本极低,中资企业应通过法律顾问主动跟进信息请求,并利用STF判例对抗不当保密。

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信息概要

类型
司法判决
方向
巴西
分类
营商环境
层级
编辑整理
地点
在巴中资企业、市政当局、能源与基建行业
核验
待核验
对象
在巴中资企业税务合规负责人法务团队
话题
法律政策合规

来源信息

来源
Valor International
原文标题
Ordinary citizens most often go to court for access to information
原始语言
英语
原文链接
查看原文 →
编辑
Clara Lin
查看原文(英语

Ordinary citizens most often go to court for access to information

Pedro Colombini Divulgação Ordinary citizens are the ones who most often take requests to the courts to enforce the Access to Information Act (LAI). A survey by legal platform Jusbrasil, obtained exclusively by Valor, shows that 55.9% of all lawsuits in Brazil with decisions on the issue, issued between 2012 and May of this year, were filed by individuals. The Public Prosecutor’s Office ranked second, with 13.6% of requests. The study analyzed 22,700 decisions issued by courts across the country since 2012, the first full year the law was in force. In 9,900 of them, there is an indication that the government did not respond to the request, forcing the citizen or public agency to turn to the legal system. In 11,600 cases, it was possible to identify a previous attempt to obtain the information through administrative channels. According to lawyer Isabella Vazzoler, of Innocenti Advogados, ordinary citizens depend on the public administration to resolve countless everyday issues, such as tax, social security, regulatory, and activity-licensing matters. “Despite this, they end up being pushed away from the public system, which has bureaucratic and poorly transparent procedures,” she says. “There is a lack of public policy to instruct the population, which often does not even have the technology needed—increasingly so—to access public portals.” The most recurring topics in these cases, according to Pedro Colombini, institutional relations manager at Jusbrasil, are civil-servant pay (4,313 cases) and budget spending (4,113 cases). This information should be public, he says, but is not sufficiently disclosed, forcing citizens to turn to the legal system. “This is a very relevant symptom of transparency problems in Brazil,” Colombini says. “The legal system is playing a role it should not have to play, because the government itself already has a duty to allow access to information.” Active transparency and structuring also appear in many cases in the legal system—when citizens challenge the government for failing to disclose information it had a duty to disclose (4,036 lawsuits). Requests to disclose administrative proceedings and opinions follow (4,026 cases). Thais Matallo Cordeiro, a partner at Machado Meyer, notes that the survey reveals a pattern of avoidable failures. “When thousands of cases reach the courts because of silence or omission, the problem ceases to be only legal and also becomes one of public management, administrative culture, and information governance,” she says. Colombini recalls that the Federal Supreme Court (STF) ruled on the LAI as early as 2015, when it struck down the confidentiality rule for administrative proceedings at the National Land Transportation Agency (ANTT) and the National Waterway Transportation Agency (Antaq). In that case, reporting Justice Luis Roberto Barroso, now retired, observed that the rule under the 1988 Constitution is the publicity of state actions, which should be set aside in only two situations: when confidentiality is essential to the security of the state and society and to protect people’s intimacy, private life, honor, and image. According to Barroso, these exceptions were regulated primarily by the Access to Information Act (Law 12527 of 2011) and must be interpreted restrictively, in accordance with the principle of proportionality (ADI 5371). Cesar Roenick, a partner at Roenick Fernandes Advogados, notes that the volume of decisions is not that significant considering the universe of requests. In 2022, when the LAI turned ten, the Office of the Comptroller General (CGU) had counted about 1 million requests through the Fala.BR platform. Even so, the high degree of state omission and administrative silence is concerning, the specialist says. “A significant share of the lawsuits could probably have been avoided through a timely administrative response, saving judiciary resources and optimizing processes.” Among the public entities most often sued, municipalities lead by far, appearing as defendants in 11,477 decisions, according to the survey. States were sued in 4,810 cases and the federal government in another 4,684. Marcos Meira, founding partner of M. Meira Advogados, says the large volume is justified by the greater number of municipalities (5,500) and by the fact that municipal public services are closest to citizens. “Many municipalities still face structural and staffing limitations in properly complying with the law,” he says. “Reducing litigation depends on strengthening active transparency, training public agents, and improving service channels for access-to-information requests,” he adds. Among the more than 22,000 decisions analyzed, only 516 resulted in sanctions. Most fines were set at R$1,000. According to Roenick, in practice, “withholding information costs nothing.” “When noncompliance does not produce relevant institutional or personal consequences, the incentive to change administrative practices remains limited,” he says. Most cases sought access to data (86.7% of lawsuits); the remaining cases sought removal of information. Most decisions authorized full access (10,761 cases) or partial access (4,964 cases) to the requested data. Access was denied in only 3,777 cases. The remaining cases had an undetermined outcome, according to Jusbrasil’s analysis. One case involves a citizen who asked the municipality of Jarinu, São Paulo, for access to information about administrative procedures authorizing tree cutting. The municipality denied the request, citing the need to protect personal data, as the authorizations concerned third-party properties. However, according to the lower court and the São Paulo Court of Justice, the LAI provision must prevail. Article 5 of the law says it is “the duty of the state to guarantee the right of access to information, which shall be provided through objective and swift in the remaining cases, requests were madeprocedures, in a transparent, clear manner and in language that is easy to understand” (case 001066-94.2025.8.26.0301). Translation: Todd Harkin

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